-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RLBUOOjIqraOKmoCS16Joa3qoCJg0Gc4Jsqza8M2w3Dya7MTzBAqvKlAzlPEpmpT w9PlPslYc4X8BXV25rPNTQ== 0001171843-09-000156.txt : 20090217 0001171843-09-000156.hdr.sgml : 20090216 20090217172922 ACCESSION NUMBER: 0001171843-09-000156 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Haler Robert D CENTRAL INDEX KEY: 0001414257 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 913-814-7774 MAIL ADDRESS: STREET 1: 7311 WEST 130TH STREET 2: SUITE 170 CITY: OVERLAND PARK STATE: KS ZIP: 66213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL ALLY INC CENTRAL INDEX KEY: 0001342958 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 200064269 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83734 FILM NUMBER: 09615962 BUSINESS ADDRESS: STREET 1: 7311 W 130TH ST STREET 2: STE 170 CITY: OVERLAND PARK STATE: KS ZIP: 66213 BUSINESS PHONE: 913-232-5349 MAIL ADDRESS: STREET 1: 7311 W 130TH ST STREET 2: STE 170 CITY: OVERLAND PARK STATE: KS ZIP: 66213 SC 13D/A 1 sc13d_021709.htm SCHEDULE 13D/A Unassociated Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)
 
DIGITAL ALLY, INC.
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
25382P109
(CUSIP Number)

Christian J. Hoffmann, III
QUARLES & BRADY LLP
Renaissance One
Two N. Central Avenue
Phoenix, Arizona  85004
 
(602) 229-5200
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
 
December 31, 2008
(Date of Event Which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [    ]
 
Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See §240.13d-7 for other parties to whom copies are to be sent.
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 

 

SCHEDULE 13D
 
CUSIP No. 25382P109

 
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
Robert D. Haler……………………………………………………………………………

 
2.           Check the Appropriate Box is a Member of a Group (See Instructions)
 
(a) …………………………………………………………………………………………
 
(b) …………………………………………………………………………………………

 
3.           SEC Use Only …………………………………………………………………………….

 
4.           Source of Funds (See Instructions) …………………………………………………….PF

 
5.           Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)……

 
6.           Citizenship or Place of Organization …………………………………………………US


Number of                      7.           Sole Voting Power………………………………………………….  1,035,384*
Shares Bene-
Ficially by                      8.           Shared Voting Power ……………………………………………………………
Owned by Each
Reporting                       9.           Sole Dispositive Power……………………………………………...  1,035,384*
Person With
10.           Shared Dispositive Power………………………………………………...............

 
11.           Aggregate Amount Beneficially Owned by Each Reporting Person…………...          1,035,384*


 
12.           Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 
13.           Percent of Class Represented by Amount in Row (11)……………………………6.26%

 
14.           Type of Reporting Person (See Instructions)…………………………………………….IN


*See Response to Item 5 below.

 
 

 

Amendment No. 1 to Schedule 13D
 
This Amendment No. 1 to Schedule 13D is being filed by Robert D. Haler, the reporting person.  Mr. Haler filed an original Schedule 13D, dated March 20, 2008 (the “Original 13D”).
 
Item 1.                       Security and Issuer
 
Item 1 is hereby amended and restated as follows:
 
The title of the class of equity security to which this statement relates is common stock, $0.001 par value.  The reporting person owns 220,384 shares of common stock and options to acquire 950,000 shares of common stock, certain of which options are subject to vesting provisions.
 
The issuer of the securities is Digital Ally, Inc. (the "Issuer").  The Issuer's principal executive offices are located at 7311 W. 130th, Suite 170, Overland Park, KS 66213.
 
Item 4.                      Purpose of Transaction
 
Item 4 is hereby amended to include the following:
 
This Amendment No. 1 to Schedule 13D is being filed to update the stock ownership of the reporting person to reflect stock sales by the reporting person on August 4, 2008, July 11, 2008, June 13, 2008, June 12, 2008, June 2, 2008 and May 16, 2008 for a total of 46,450 shares sold and the vesting of certain stock options.  See Item 5(c) below.
 
The information supplied in this Amendment No. 1 to Schedule 13D is provided as of February 17, 2009.
 
Item 5.                      Interest in Securities of the Issuer
 
Item 5 is hereby amended and restated as follows:
 
(a) The reporting person beneficially owns 220,384 shares of common stock.  If the reporting person exercised all currently vested options and options vesting within the next sixty days, he would beneficially own 1,035,384 shares of common stock.  The beneficial ownership of 1,035,384 shares would represent 6.26% of the issued and outstanding common stock of the Issuer.  As of the date of this Schedule 13D, 135,000 options held by the reporting person were not vested and will not vest within the next sixty days.
 
(b) The reporting person has the sole power to vote and dispose of 220,384 shares.  If the reporting person exercised his vested options and options vesting within the next sixty days, he would have the sole power to vote and dispose of 1,035,384 shares.  The reporting person will be able to vote the shares of Common Stock underlying the options only if he exercises the options.
 
(c) On August 4, 2008, the reporting person sold 3,700 shares at a price of $8.01.  On June 13, 2008, the reporting person sold 6,000 shares at a price of $9.0266.  On July 11, 2008, the reporting person sold 5,250 shares at a price of $8.009.  On June 12, 2008, the reporting person sold 9,000 shares at a price of $9.2695.  On June 2, 2008, the reporting person sold 100 shares at a price of $9.38; 3,200 shares at a price of $9.40 and 9,200 shares at a price of $9.35.  On May 16, 2008, the reporting person sold 200 shares at a price of $10.77; 5,800 shares at a price of $10.76 and 4,000 shares at a price of $10.74, for a total of 46,450 shares of common stock sold from May 16, 2008 through August 4, 2008.  Of the options held by the reporting person, options to acquire 15,000 shares of common stock vested on January 2, 2009.
 
(d) No person is known to the reporting person to have any right to receive, or power to direct the receipt of, dividends from or the proceeds from the sale of any of the securities covered by this statement, except as provided herein.
 

 
 

 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 


February 17, 2009                                           By:/s/ Robert D. Haler
Date                                                                                                                        Robert D. Haler, Executive Vice President
        of Product Development
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